Part VIII: Standard Model • Chapter 4

Lepton Sector & Neutrinos

Neutrino oscillations, PMNS matrix, and the mystery of neutrino mass

The Leptonic Generations

Like quarks, leptons come in three generations:

1st Generation

e- (electron)
νe (e-neutrino)

2nd Generation

μ- (muon)
νμ (mu-neutrino)

3rd Generation

τ- (tau)
ντ (tau-neutrino)

Key difference from quarks:

Leptons don't experience the strong force (color singlets). But neutrinos have revealed new physics beyond the SM through oscillations!

1. Charged Leptons

Masses from Yukawa Couplings

Charged leptons get mass like quarks:

Yukawa = -yeeL Φ eR - yμμL Φ μR - yττL Φ τR + h.c.
LeptonMassYukawa y = √2 m/vLifetime
Electron (e)0.511 MeV2.9 × 10-6Stable
Muon (μ)105.7 MeV6.1 × 10-42.2 μs
Tau (τ)1.777 GeV1.0 × 10-2290 fs

Lepton number conservation:

In the SM, individual lepton numbers Le, Lμ, Lτ are conserved. This forbids processes like μ → eγ. But neutrino oscillations violate this! (See below)

Anomalous Magnetic Moment

The electron and muon magnetic moments are measured to incredible precision:

ae = (g-2)/2 = 0.001 159 652 180 73 (28) (experiment)

Agrees with SM QED to 10-12 precision—best test of QED!

Muon g-2 anomaly:

Δaμ = aμexp - aμSM = (251 ± 59) × 10-11

4.2σ discrepancy (Fermilab 2021)! Possible sign of new physics (SUSY? Dark sector?)

2. Neutrino Oscillations

The Discovery

1998: Super-Kamiokande observed that atmospheric neutrinos oscillate between flavors. This proved neutrinos have mass, contradicting the minimal SM!

Key observation:

Neutrinos produced as definite flavor (νe, νμ, ντ) via weak interactions, but propagate as mass eigenstates (ν₁, ν₂, ν₃) with different masses.

α⟩ = Σi Uαii

U = PMNS matrix (analogous to CKM for quarks)

Oscillation Probability

The probability for να → νβ after distance L:

P(να → νβ) ≈ sin²(2θ) sin²(Δm² L / 4E)
  • • θ = mixing angle between flavors
  • • Δm² = m2² - m1² (mass-squared difference)
  • • L = baseline (distance traveled)
  • • E = neutrino energy

3. The PMNS Matrix

The Pontecorvo-Maki-Nakagawa-Sakata (PMNS) matrix relates flavor and mass eigenstates:

UPMNS = ⎡ Ue1 Ue2 Ue3
            ⎢ Uμ1 Uμ2 Uμ3
            ⎣ Uτ1 Uτ2 Uτ3

Standard Parametrization:

Like CKM, parametrized by 3 angles + 1 phase (+ 2 Majorana phases if ν are Majorana):

U = ⎡ 1 0 0 ⎤ ⎡ c13 0 s13e-iδ ⎤ ⎡ c12 s12 0 ⎤
    ⎢ 0 c23 s23 ⎥ ⎢ 0 1 0 ⎥ ⎢-s12 c12 0 ⎥
    ⎣ 0 -s23 c23 ⎦ ⎣-s13e 0 c13 ⎦ ⎣ 0 0 1 ⎦

where cij = cos θij, sij = sin θij, δ = Dirac CP phase

Measured Values:

ParameterValueDetermined by
sin² θ120.304 ± 0.012Solar neutrinos
sin² θ230.573 ± 0.016Atmospheric ν
sin² θ130.0220 ± 0.0007Reactor experiments
δCP~230° (uncertain)T2K, NOνA (2σ hint)
Δm21²7.5 × 10-5 eV²Solar ν
|Δm32²|2.5 × 10-3 eV²Atmospheric ν

Key differences from CKM:

  • Large mixing angles: θ23 ~ 45°, θ12 ~ 33° (CKM has θC ~ 13°)
  • Mass hierarchy unknown: normal (m₁ < m₂ < m₃) or inverted (m₃ < m₁ < m₂)?
  • Absolute masses unknown: only Δm² measured, not mi individually

4. Neutrino Mass Mechanisms

Dirac vs Majorana

Two possibilities for neutrino mass:

Dirac Mass:

Dirac = -mD ν̄L νR + h.c.
  • • Requires νR (right-handed neutrino)
  • • ν ≠ ν̄ (particle ≠ antiparticle)
  • • Like charged fermions
  • • Conserves lepton number

Majorana Mass:

Maj = -(1/2)mM ν̄Lc νL + h.c.
  • • No νR needed!
  • • ν = ν̄ (neutrino is its own antiparticle)
  • • Violates lepton number by 2 units
  • • Predicts 0νββ decay

The Seesaw Mechanism

Type-I Seesaw: Explains why neutrinos are so light compared to charged fermions.

Assume both Dirac mass mD ~ O(100 GeV) and heavy Majorana mass MR ~ 10¹⁵ GeV for νR:

mν ≈ mD² / MR

Example: mD = 100 GeV, MR = 10¹⁴ GeV → mν ~ 0.1 eV ✓

This connects neutrino masses to GUT scale physics!

Neutrinoless Double Beta Decay

If neutrinos are Majorana, 0νββ decay is possible:

(A,Z) → (A,Z+2) + 2e- (no neutrinos!)

Violates lepton number by 2. Current best limit: T1/2 > 10²⁶ years (GERDA, KamLAND-Zen). Discovery would prove Majorana nature!

5. Open Questions

Mass Hierarchy:

Normal (m₁ < m₂ < m₃) or inverted (m₃ < m₁ < m₂)? JUNO, DUNE will determine this.

Absolute Mass Scale:

What is mlightest? Tritium β-decay (KATRIN) bounds mνe < 0.8 eV. Cosmology (CMB+LSS) gives Σmν < 0.12 eV.

Dirac or Majorana?:

0νββ searches ongoing. If discovered → Majorana. If not found down to mββ ~ 1 meV → likely Dirac.

CP Violation in Leptons?:

Is δCP ≠ 0? T2K/NOνA see hints (~2-3σ). DUNE/HyperK will measure to 5σ. Could explain matter-antimatter asymmetry via leptogenesis!

Sterile Neutrinos?:

Anomalies in short-baseline experiments hint at 4th neutrino (~eV mass) that doesn't interact weakly. MicroBooNE, SBN program investigating.

Summary

  • 3 charged leptons: e, μ, τ with masses from Yukawa couplings
  • Neutrino oscillations discovered 1998: proof of BSM physics!
  • PMNS matrix: 3 large mixing angles + CP phase δCP
  • Mass differences known: Δm21² ~ 10-5 eV², |Δm32²| ~ 10-3 eV²
  • Absolute masses unknown: mν < 1 eV, but hierarchy unclear
  • Dirac vs Majorana: 0νββ decay experiments will decide
  • Seesaw mechanism: connects mν to GUT/Planck scale physics

Further Resources

  • PDG Review - "Neutrino Masses, Mixing, and Oscillations"
  • Giunti & Kim - Fundamentals of Neutrino Physics (Oxford, 2007)
  • Mohapatra & Pal - Massive Neutrinos in Physics and Astrophysics
  • NuFIT Collaboration - http://www.nu-fit.org (global neutrino fits)