Electroweak Baryogenesis
First-order electroweak phase transitions, CP violation at bubble walls, and gravitational wave signatures
Overview
Electroweak baryogenesis (EWBG) is the proposal that the baryon asymmetry was generated during the electroweak phase transition at $T \sim 100$ GeV. All three Sakharov conditions can in principle be satisfied at the electroweak scale: sphalerons provide $B$violation, new CP-violating phases bias particle transport, and a first-order phase transition provides the necessary departure from equilibrium. The crucial requirement is that the transition must be strongly first-order.
1. The Electroweak Phase Transition
The finite-temperature effective potential for the Higgs field receives thermal corrections. At one loop, the potential takes the form
$$V_{\rm eff}(\phi, T) = D(T^2 - T_0^2)\phi^2 - ET\phi^3 + \frac{\lambda_T}{4}\phi^4\,,$$
where $D$, $E$, and $\lambda_T$ are determined by the particle content. The cubic term $-ET\phi^3$ arises from bosonic thermal loops and is responsible for the barrier between the symmetric ($\phi = 0$) and broken ($\phi = v(T)$) phases. A first-order phase transition occurs when the two minima are degenerate at the critical temperature $T_c$:
$$V_{\rm eff}(0, T_c) = V_{\rm eff}(v_c, T_c)\,,\qquad v_c = \frac{2ET_c}{\lambda_{T_c}}\,.$$
2. The Sphaleron Washout Condition
After the transition, the generated baryon asymmetry must not be erased by residual sphaleron processes inside the broken-phase bubbles. The sphaleron rate in the broken phase is
$$\Gamma_{\rm sph}^{\rm broken} \propto e^{-E_{\rm sph}(T)/T}\,,\qquad E_{\rm sph}(T) = \frac{4\pi v(T)}{g}\,B(\lambda/g^2)\,,$$
where $B$ is a slowly varying function of order unity. The washout condition requires the sphaleron rate to drop below the Hubble rate immediately after the transition:
$$\frac{v_c}{T_c} \gtrsim 1\,.$$
This is the key criterion: the VEV at the critical temperature must be comparable to$T_c$ itself, indicating a strongly first-order phase transition.
3. Failure of the Standard Model
In the SM, the cubic coefficient is generated by the $W$ and $Z$bosons:
$$E_{\rm SM} = \frac{1}{4\pi v^3}\left(2m_W^3 + m_Z^3\right) \approx 6.9\times10^{-3}\,.$$
The resulting ratio $v_c/T_c$ depends critically on the Higgs mass. Lattice studies show that for $m_H \gtrsim 72$ GeV the transition becomes a smooth crossover — no phase boundary, no bubble nucleation. With $m_H = 125$ GeV, the SM electroweak transition is definitively a crossover, and EWBG in the SM is excluded.
4. BSM Scenarios for a First-Order Transition
4.1 Singlet Extension (xSM)
Adding a real scalar singlet $S$ coupled to the Higgs via$\Delta V = a_1 S|\Phi|^2 + a_2 S^2|\Phi|^2$ introduces a tree-level barrier. The transition can proceed in two steps: first $S$ acquires a VEV, then the Higgs transitions. The strength parameter can easily satisfy $v_c/T_c > 1$.
4.2 Two Higgs Doublet Model (2HDM)
A second Higgs doublet provides additional bosonic degrees of freedom that enhance the cubic term $E$ and can trigger a strong first-order transition, especially near the alignment limit with moderate $\tan\beta$.
4.3 MSSM
In the MSSM, light stops ($m_{\tilde{t}} \lesssim m_t$) enhance the cubic term. However, LHC stop mass limits ($m_{\tilde{t}_1} \gtrsim 1$ TeV) have largely closed this window, motivating extended supersymmetric models (NMSSM).
5. CP Violation at Bubble Walls
During a first-order transition, bubbles of broken phase nucleate and expand into the symmetric phase. The bubble wall profile interpolates between the two phases over a thickness$L_w \sim 5/T$. CP-violating interactions of particles with the spatially varying Higgs field create a chiral asymmetry in front of the bubble wall.
The transport equations for the chemical potentials $\mu_i$ of particle species$i$ in the plasma frame take the diffusion form:
$$-D_i\,\mu_i'' + v_w\,\mu_i' + \sum_j \Gamma_{ij}\,\mu_j = S_i^{\rm CP}\,,$$
where $D_i$ is the diffusion coefficient, $v_w$ is the wall velocity,$\Gamma_{ij}$ encode relaxation rates, and $S_i^{\rm CP}$ is the CP-violating source localized at the wall. The left-handed quark chemical potential$\mu_{q_L}$ that diffuses ahead of the wall biases sphalerons:
$$\frac{dn_B}{dt} = -\frac{3\Gamma_{\rm sph}}{T}\sum_i \mu_i\,.$$
6. Gravitational Wave Signatures
A first-order phase transition produces a stochastic gravitational wave background through three mechanisms: bubble collisions, sound waves in the plasma, and magnetohydrodynamic turbulence. The peak frequency today (redshifted from $T \sim 100$ GeV) is
$$f_{\rm peak} \sim 10^{-3}\;\text{Hz}\left(\frac{T_*}{100\;\text{GeV}}\right)\left(\frac{\beta}{H_*}\right)\,,$$
where $\beta/H_*$ characterizes the inverse duration of the transition. The gravitational wave energy density spectrum is parametrized by
$$\Omega_{\rm GW}(f)\,h^2 = \Omega_{\rm sw}\,h^2\,S_{\rm sw}(f) + \Omega_{\rm turb}\,h^2\,S_{\rm turb}(f)\,,$$
where the sound-wave contribution typically dominates:
$$\Omega_{\rm sw}\,h^2 \sim 2.6\times10^{-6}\left(\frac{H_*}{\beta}\right)\left(\frac{\kappa_v\,\alpha}{1+\alpha}\right)^2\left(\frac{100}{g_*}\right)^{1/3}\,.$$
Here $\alpha$ is the ratio of the vacuum energy released to the radiation energy density, and $\kappa_v$ is the fraction of energy going into bulk fluid motion. The peak frequency falls squarely in the LISA sensitivity band ($10^{-4}\text{--}10^{-1}$ Hz), making LISA a powerful probe of electroweak-scale phase transitions.
7. Bubble Nucleation and Wall Dynamics
The nucleation rate of broken-phase bubbles per unit volume per unit time is given by
$$\Gamma_{\rm nuc}(T) = T^4\left(\frac{S_3}{2\pi T}\right)^{3/2}e^{-S_3(T)/T}\,,$$
where $S_3$ is the three-dimensional bounce action. Nucleation becomes efficient when $\Gamma_{\rm nuc}/H^4 \sim 1$, defining the nucleation temperature$T_n < T_c$. The amount of supercooling is parametrized by$\beta = -dS_3/dt|_{T_n}$, with faster transitions (larger $\beta/H_*$) producing weaker gravitational wave signals.
The bubble wall velocity $v_w$ is determined by the balance between the vacuum pressure driving expansion and the friction from particles gaining mass as they cross the wall:
$$\Delta p_{\rm vac} = \epsilon(T_n) \approx \Delta V_{\rm eff}(T_n) + T_n\,\Delta s\,,$$
where $\Delta s$ is the entropy density difference. For strong transitions, the wall can reach relativistic velocities ($v_w \to 1$), entering the detonation regime. For weaker transitions, friction from top quarks and $W$bosons limits $v_w \sim 0.1\text{--}0.6$ (deflagration regime), which is actually preferred for efficient baryon production.
8. Connection to Electric Dipole Moments
The new CP-violating phases required for EWBG generically contribute to electric dipole moments (EDMs) of the electron, neutron, and atoms. The current bounds are:
$$|d_e| < 1.1\times10^{-29}\;\text{e}\cdot\text{cm}\,,\qquad |d_n| < 1.8\times10^{-26}\;\text{e}\cdot\text{cm}\,.$$
Many EWBG scenarios predict EDMs within one or two orders of magnitude of current limits, making next-generation EDM experiments (ACME III, n2EDM) powerful probes of the CP violation needed for baryogenesis.
LISA Reach
The Laser Interferometer Space Antenna (LISA), scheduled for launch in the 2030s, will achieve strain sensitivity $\sim 10^{-20}/\sqrt{\text{Hz}}$ at mHz frequencies. For an EW-scale transition with $\alpha \sim 0.1$ and $\beta/H_* \sim 100$, the expected signal-to-noise ratio exceeds $\text{SNR} \sim 10$ after 4 years of observation. This provides a complementary probe of the Higgs sector that is entirely independent of collider experiments.
9. Collider Tests at the LHC and Beyond
A strongly first-order EW phase transition modifies the Higgs self-coupling. The triple Higgs coupling receives corrections:
$$\lambda_3 = \lambda_3^{\rm SM}\left(1 + \delta_3\right)\,,\qquad |\delta_3| \sim 10\text{--}60\%$$
in viable EWBG models. The HL-LHC can probe $|\delta_3| \gtrsim 50\%$ via di-Higgs production ($gg \to hh$), while future lepton colliders (ILC, FCC-ee, CLIC) could reach percent-level precision. Additional signatures include new scalar bosons from extended Higgs sectors, accessible through $pp \to H/A \to t\bar{t}$ or$H^+ \to tb$ channels.
Key Relations
$$V_{\rm eff} = D(T^2-T_0^2)\phi^2-ET\phi^3+\frac{\lambda_T}{4}\phi^4\,,\quad \frac{v_c}{T_c}\gtrsim 1$$
$$f_{\rm peak} \sim 10^{-3}\;\text{Hz}\left(\frac{T_*}{100\;\text{GeV}}\right)\left(\frac{\beta}{H_*}\right)\,,\quad \Gamma_{\rm nuc} \propto e^{-S_3/T}$$